Corporate Finance


Southwest Securities (HK) Capital Limited focuses on providing a full range of corporate finance services to small and medium Hong Kong and Chinese enterprises with high growth potential and aims to create values for clients by establishing long-term partnership and mutual trust so as to achieve win-win solutions.

Southwest Securities (HK) Capital Limited conducts corporate finance as its core business, combined with securities underwriting services provided by Equity Capital Markets Department and Fixed Income Capital Department. Southwest Securities (HK) Capital Limited provides tailor-made solutions to clients based on their actual circumstances in the capital markets and business operation.

Southwest Securities (HK) Capital Limited offers clients with a wide range of services with particular emphasis on acting as a sponsor in listing, acting as a financial adviser in mergers and acquisitions and reorganization, acting as a financial adviser in general offer, acquisition financing, private equity, acting as a compliance adviser, acting as an independent financial adviser. 

As an overseas corporate finance platform of Southwest Securities Co., Ltd., Southwest Securities International Securities Limited and its subsidiaries enjoy an extensive business network and enormous amount of resources. This is crucial when providing customized financing solutions to clients. Southwest Securities (HK) Capital Limited is duly licensed by the Securities and Futures Commission to conduct a full range of corporate finance activities in order to provide one-stop corporate finance services to clients.

The staff in the Corporate Finance Department are experienced in project planning and possess professional skills in dealing with H-share and red-chip listings for state-owned and privately-owned enterprises as well as initial public offerings, mergers and acquisitions, spin-offs, reorganizations, private equity and other strategic initiatives. Furthermore, as a Chinese corporate finance expert, Southwest Securities (HK) Capital Limited has a deep understanding in the Mainland corporate culture, institution, future business development and other needs.