Mr. WU Jian（吳堅）, aged 52, has been appointed as an executive Director of the Company since 27 February 2015, and as the Chairman of the Board and the chairman of the Nomination Committee since 1 November 2016. Mr. Wu graduated from 山西財經大學 (Shanxi University of Finance and Economics*) in the PRC. He graduated from MBA Institute of Chongqing University with MBA degree in February 2001. Mr. Wu served in China Securities Regulatory Commission Chongqing Office consecutively as the deputy commissioner of division of investigation and enforcement department and commissioner of the listed company supervision department during 1997 to 2005. Mr. Wu was appointed as the deputy general manager of 重慶渝富資產經營管理集團有限公司 (Chongqing Yufu Assets Management Group Co., Ltd.*) from December 2005 to November 2013 and he was responsible for investment management. Mr. Wu was also appointed as the chief executive of 重慶股權轉讓中心有限責任公司 (Chongqing Share Transfer Center Co., Ltd.*), a subsidiary of 西南證券股份有限公司 (Southwest Securities Co., Ltd.*) (SSE stock code: 600369) ("SWSC") since October 2013. Mr. Wu served in Southwest Securities as a director during December 2006 to January 2014. He was appointed as the vice president of Southwest Securities since February 2014. He is currently a director of Southwest Securities International Investment Limited, a substantial shareholder of the Company. Mr. Wu has over 20 years of experience in investment and securities market.
*For identification purpose only
Mr. PU Rui（蒲銳）, aged 42, has been appointed as an Executive Director and the Chief Executive Officer of the Company since 27 February 2015. Mr. Pu obtained his Master Degree in economics majoring in Monetary Banking（貨幣銀行學） from 西南財經大學(Southwestern University of Finance and Economics) in the PRC in June 1998. Mr. Pu served in 中國證券監督管理委員會四川監管局(China Securities Regulatory Commission Sichuan Office) consecutively as deputy commissioner of the listed company supervision department one（上市公司監管一處）, commissioner of the listed company supervision department two（上市公司監管二處） and commissioner of the division of investigation and enforcement department two during August 1998 to September 2012. He had also been the assistant to mayer of Suining government of the PRC during May 2007 to May 2008. Mr. Pu served in SWSC consecutively as the member of the party committee（黨委委員）, assistant to chief executive（總裁助理） and vice president（副總裁） since October 2012 and he is responsible for assistant the chief executive to manage the securities sales department, credit transaction department, institutional sales department, wealth management centre and operations management department. He is currently a director and the general manager of Southwest Securities International Investment Limited, a substantial shareholder of the Company. He has abundant experience in investment, finance and securities market business.
Mr. Luo Yi（羅毅）, aged 36, has been appointed as an executive Director since 25 March 2017.
Mr. Luo is a joint company secretary and an authorised representative of the Company. He is also the executive vice president（常務副總裁）of the Group. He was appointed as an executive Director, a member of the Remuneration Committee and the executive committee of the Company for the period from 27 January 2015 to 27 February 2015. Mr. Luo graduated from Carleton University in Canada, with a Bachelor of Arts Degree majoring in Economics in June 2004. He obtained a Master of Arts Degree from the University of Hong Kong in December 2006. He has obtained a license issued by the Securities and Futures Commission under the Securities and Futures Ordinance to carry out Type 6 Regulated Activity (Advising on Corporate Finance) since 2008, and has become a member of the Chinese People’s Political Consultative Conference of Guangzhou City since 2014. Mr. Luo had served in GF Capital (Hong Kong) Limited consecutively as the senior manager from June 2007 to August 2009. He had also served in China Merchants Securities (HK) Co., Limited as the executive director of the investment banking department from September 2009 to January 2013. Mr. Luo was appointed as the director of the institutional client department of Southwest Securities Co., Ltd. (“SWSC”), the controlling shareholder of the Company, from July 2013 to February 2015.
Ms. Zhao Dongmei（趙冬梅）, aged 53, has been appointed as an executive Director since 25 March 2017.
Ms. Zhao obtained a bachelor degree in economics from 對外經濟貿易大學 (University of International Business and Economics*), and obtained an executive master of business administration degree from 武漢大學 (Wuhan University*). She is a senior accountant and a chinese certificated public accountant. She had consecutively served as the deputy director（副處長）and the director（處長）of 重慶市國資委統計評價處 (Statistical Evaluation Department of Chongqing State-owned Assets Supervision and Administration Commission*) from 2003 to 2009, the financial controller and party committee（黨委委員）of 重慶市地產集團 (Chongqing Land Group*) from 2009 to 2013, the chairman（董事長）and party secretary（黨委書記）of 中新大東方人壽保險公司 (Great Eastern Life Assurance (China) Co., Ltd.*) from 2013 to 2015, the chairman of 恒大人壽 (Evergrande Life Assurance Co., Ltd*) from 2015 to 2016, and the vice president of 恒大金融控股集團 (Evergrande Finance Holdings Group*) from 2015 to 2017. Ms. Zhao was appointed as the chief compliance officer of the Anti-Money Laundering Department（首席反洗黑錢合規官）of SWSC since February 2017. Ms. Zhao has over 30 years of experience in finance.
Ms. Wang Huiyun（王惠雲）, aged 48, has been appointed as an executive Director since 25 March 2017.
Ms. Wang obtained a bachelor degree in psychology from 河南大學 (Henan University*) in 1989 and a master degree in education (major in psychology) from Beijing Normal University in 1996. She had served as the executive general manager of Investment Banking Division in Beijing branch of Ping An Securities Limited（平安證券投資銀行事業部總經理）from 2002 to 2008, an assistant to the general manager of the head office of the investment banking department of SWSC from 2008 to 2012, and the deputy general manager of the project quality management department（項目質量管理部副總經理）of SWSC from 2009 to 2010. She was appointed as the general manager of the project quality management department of the investment banking division of SWSC since 2010 and the managing director of the investment banking division of SWSC since 2012. She has over 14 years of experience in corporate finance and investment banking business.
Mr. Xiong Xiaoqiang（熊曉強）, aged 47, has been appointed as an executive Director since 25 March 2017.
Mr. Xiong obtained a bachelor degree in engineering (major in computer science and application) from Harbin Institute of Technology（哈爾濱工業大學計算機及應用專業）in 1991, and a master degree in economics (major in national economics) from Zhongnan University of Economics（中南財經大學國民經濟學）(now known as Zhongnan University of Economics and Law) in 1999. He had held various senior operational and managerial positions in various branches and securities business department of SWSC since 1999. He had served as the deputy general manager in various branches of SWSC from 2012 to 2015 and had worked as a general manager in Hangzhou Qingchun East Road branch and several branches of SWSC since 2015. Mr. Xiong is currently the general manager of Shenzhen branch of SWSC. He has over 20 years of experience in finance and securities trading.
Professor WU Jun（吳軍）, aged 62, has been appointed as an Independent Non-executive Director and the chairman of the Remuneration Committee and a member of the Nomination Committee and the Audit Committee of the Company since 27 January 2015. Professor Wu has been appointed as an independent director of SWSC since 16 March 2009 to present. He is also a professor in and a tutor of the Doctor of Philosophy students of Finance in 對外經濟貿易大學 (University of International Business and Economics*) (“UIBE”). He was also appointed as an independent director in 深圳市深信泰豐（集團）股份有限公司 (Shenzhen Shenxin Taifeng Group Co. Ltd*), whose shares are listed on the Main Board of Shenzhen Stock Exchange (Stock Code: 000034) from June 2008 to June 2014 and 浙江紹興瑞豐農村商業銀行股份有限 公司 (Zhejiang Shaoxing Ruifeng Rural Commercial Bank*) from January 2011 to present. Professor Wu graduated from 雲南財貿學院 (Yunnan Finance Institution*) in July 1981 majoring in Finance, and finished his doctorate in currency and banking in 中國人民銀行總行金融研究所 (The Financial Research Institute of People's Bank of China*) in 1995. Professor Wu has extensive knowledge in economics and finance, and has strong organizational skill. He has been engaged in teaching and research in finance in Yunnan Finance Institution, 中國金融學院 (China Finance College*) and UIBE for 35 years. He is strong at the research skill in finance theory, its revolution and application.
*For identification purpose only
Mr. MENG Gaoyuan（蒙高原）, aged 44, has been appointed as an Independent Non-executive Director, the chairman of Audit Committee, a member of the Remuneration Committee and the Nomination Committee of the Company since 27 January 2015. Mr. Meng has been qualified as an accountant in the PRC since 1999. He has also been qualified as a certified public valuer and a registered land valuer since 1998 and 2006 respectively. Mr. Meng served in 重慶康華會計師事務所有限責任公司(Chongqing Kanghua Certified Public Accountants*) consecutively as a department senior manager（部門高級經理）and deputy general manager since September 1998. Mr. Meng graduated from 江西財經學院(Jiangxi University of Finance and Economics*) in the PRC with a Bachelor degree majoring in Finance, Accounting and Auditing in July 1994. He obtained a Master of Business Administration from 重慶理工大學(Chongqing University of Technology*). He has abundant experience in accounting, audit and finance.
*For identification purpose only