Personal Data Privacy Policy


The section explains Southwest Securities International Securities Limited and /or its affiliates companies ("Southwest Securities International")’ policy regarding any personal information you might supply to us when visiting this Site. Prior to sending Southwest Securities International any personal data, you are advised to read carefully the following. By browsing this site and communicating electronically with Southwest Securities International, you agree Southwest Securities International’s processing of the personal data in the way described below and by continuing to use this site following the posting of any changes to these terms will signify your consent to such changes.


1. Data Collection Purpose

Southwest Securities International would collect personal information from you through your request of enquiry. Subject to the Personal Data (Privacy) Ordinance (Cap. 486 of the laws of Hong Kong), the purpose for which data relating to you may be used are as follows:

o facilitating daily operations of services provided;

o marketing financial services or products;

o meeting all legal requirement regarding disclosure obligations imposed by all relevant laws, rules, regulations or regulatory authorities applicable from time to time;

o research and statistical purpose; and

o all purpose ancillary thereto


2. Disclosure of Your Personal Information

Information held by Southwest Securities International relating to you will be kept confidential but Southwest Securities International might render such information to the following parties:

o related group companies in connection with the promotion or provision of products or services that Southwest Securities International may render;

o any person under a duty of confidentiality to Southwest Securities International;

o any financial establishments and their respective associates with which you have or proposes to have dealings; or

o any person for the purpose set out in (1) above.


3. Your Rights

You have the following rights in relation to your personal data:

o The rights to check whether Southwest Securities International has any personal data relating to you, and to request access and correction of such personal data which is inaccurate;

o The rights to make enquiries of Southwest Securities International regarding their policies and practices in connection with the data and to be informed of the kind of personal data maintained by Southwest Securities International


Contact Us

The person (data subject) to whom requests for access to data or correction of data or for information regarding policies and practices and kinds of data held is to be addressed as follows:

Data Protection Officer

Southwest Securities International Securities Limited

40/F., Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong 

Southwest Securities International may charge a reasonable fee for processing any data access request.


Note: In case of discrepancies between the English and Chinese version, the English version shall apply and prevail.