Employment Opportunities

 

Southwest Securities International Securities Limited is committed to creating an inspiring and rewarding workplace for its employees.  The company provides its employees with the opportunities to develop their talents and to grow to their full potential.  High rewarding careers, continuous growth and personal development are major components of its culture. It welcomes high caliber, results driven and motivated individuals to join the working team!

Submit Your Application
If you are interested in the company's vacancies, please submit your resume in both Chinese and English to Human Resources Department via the following channels:

Website: Apply now

Email: recruitsws@swsc.hk

Post: 40/F., Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong

Data collected will be used for recruitment purpose only.

 

Internal Audit Department

  • Head of Internal Audit
    Responsibilities:
    • Handle internal compliance audit for the Group policies and operational systems
    • Develop, implement and execute internal audit and control system/procedures
    • Compile the audit plan and audit manual and conducting internal audit on all subsidiaries of the Group
    • Monitor internal controls and ensure if they are being properly applied in the Group
    • Identify and evaluate risks within the internal control environment
    • Conduct audit and perform follow-up reviews, ensure internal procedures are in alignment with the Group policies
    • Provide internal audit reports and follow up on the implementation of audit recommendations
    • Review policies, procedures and manuals whilst perform ad hoc surveillance and examination
       
    Requirements:
    • University holder or above in Accounting or equivalent, preferably with membership of recognized professional accounting bodies (ACCA/CPA/CIA)
    • Minimum 4 years' external / internal auditing experience in sizeable organizations with Big 4 background
    • Sound audit / business knowledge of securities / futures dealing operations, credit audit and compliance
    • Excellent interpersonal and communication skills
    • Good command of both spoken and written English & Chinese (Mandarin is a must)

Legal & Compliance Department

  • Legal Counsel
    Responsibilities:
    • Report to the Legal Director of the Company
    • Prepare, vet and review a wide range of commercial agreements and transactional contracts
    • Maintain and update legal documents in line with the financial industry's latest codes and regulations
    • Conduct legal research on, inter alia, regulatory updates and relevant compliance issues
    • Provide legal supports to the business units of brokerage, corporate finance and asset management
    • Assist in handling different legal and company secretarial works
    • Liaise with external counsels
    • Provide legal-administrative supports to the Department and undertake other ad hoc tasks as may be assigned by the Company from time to time

    Requirements:
    • Must be Hong Kong qualified lawyer with 2 to 5 years' PQE gained from reputable law firms and/ or in-house legal roles
    • Sound knowledge of the Listing Rules, Companies Ordinance and Securities and Futures Ordinance
    • Good drafting skills demonstrated (both English and Chinese).  Solid experience in general commercial works.  Exposure to corporate finance business is preferred
    • Able to work independent and have a strong sense of responsibility
    • Excellent interpersonal skills and attention to details
    • Good command of spoken and written English & Chinese

Corporate Finance Department

  • Analyst
    Responsibilities:
    • Perform financial analysis, industry research and investment evaluation
    • Prepare pitchbooks, marketing and presentation materials
    • Participate in executing corporate finance assignments, including IPO, M&A, fund raising and advisory transactions
    • Assist to prepare listing documents and draft announcements and circulars
    • Perform due diligence and financial modeling
    • Support senior management and assist in any ad-hoc projects assigned
    Requirements:
    • University degree or above in Finance, Economics, Accounting or other Business-related subjects
    • Professional qualification such as CPA and/or CFA is preferred
    • Minimum 1 year of relevant experience in corporate finance, preferably with IPO execution experience
    • Candidate with Big 4 audit experience is an advantage
    • Outgoing, mature, well-organized, self-motivated, result oriented with ability to work under pressure and meet tight deadlines
    • Good team player, hardworking, responsible and willing to do frequent business travelling
    • Strong analytical, good communication and problem solving skills
    • Excellent command of written and spoken Chinese & English, fluency in Mandarin