Employment Opportunities

 

Southwest Securities International Securities Limited is committed to creating an inspiring and rewarding workplace for its employees.  The company provides its employees with the opportunities to develop their talents and to grow to their full potential.  High rewarding careers, continuous growth and personal development are major components of its culture. It welcomes high caliber, results driven and motivated individuals to join the working team!

Submit Your Application
If you are interested in the company's vacancies, please submit your resume in both Chinese and English to Human Resources Department via the following channels:

Website: Apply now

Email: recruitsws@swsc.hk

Post: 40/F., Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong

 

Risk Control Department

  • Manager, Risk Control

    Responsibilities:

    • Monitor trade activities of securities, futures & asset management business
    • Follow up margin call and take necessary force liquidation procedures
    • Prepare regular risk reports to management
    • Perform credit evaluation and risk assessment on retail and commercial credit proposals, periodic reviews, and requests etc.
    • Participate in systems implementation and projects coordination

    Requirements:

    • University degree holder in Risk Management, Accounting, Finance or related disciplines
    • Minimum 5 years’ relevant experience in securities or financial industry
    • Good knowledge of investment products including equities, bonds, futures and mutual fund
    • Team player with good interpersonal skills and able to work independently
    • Proficiency in PC application such as MS office and Chinese word processing
    • Good command in written and spoken English and Chinese (including Putonghua)

    Candidate with less experience will be considered as Assistant Manager, Risk Control.

Customer Service Department

  • Senior Manager, Customer Service

     

    Responsibilities:

    • Handle new account opening and perform KYC & AML checking, ensure all the operation is in compliance with internal KYC & AML requirements;
    • Perform qualitative and quantitative check on new account documentation for all clients;
    • Resolve customer enquiries timely and handle complaints properly;
    • Assist the Department Head in providing quality customer services and support to our brokerage business;
    • Perform any ad hoc tasks as assigned.

    Requirements:

    • University degree holder or above in Business or related disciplines;
    • Minimum 5 years’ working relevant experience in KYC/due diligence and customer service in brokerage industry;
    • Holder or be qualified to be registered as a SFC licensed person for Type 1 and Type4 is an advantage;
    • Good knowledge of accounting documentation, due diligence and local AML requirements;
    • Good communication skill and interpersonal skills, willing to work under pressure and meet deadlines, and be a good team leader;
    • Proficiency in MS office applications and Chinese work processing;
    • Good command of both spoken and written English & Chinese, including Putonghua.

    Candidates with less experience may be considered as “Manager / Senior Officer, Customer Service".

     

Dealing Department

  • Night Shift Dealer

     

    Responsibilities:

    • Facilitate trading activities on Global Securities and Futures.
    • Monitor clients’ risks and perform risk control
    • Perform day-end processing and related tasks

    Requirements:

    • Form 5 or above and holder of SFC license RA1 and RA2
    • Minimum 2 years' relevant experience in sizable financial institutions or brokerage firms
    • Able to work in night and public holiday shift
    • Good communication skill and proficiency in MS office and Chinese Word processing
    • Fluency in English, Cantonese and Mandarin
    • Immediate available is preferred

    Attractive package will be offered to the right candidate. 

     

Administration Department

  • There are currently no vacancies available.